Category: Unsuitable Investments
Former Wynston Hill Capital, LLC broker Christopher Nelson (CRD# 6674139) was suspended by FINRA and faces a customer complaint for suitability and overconcentration. Christopher Nelson has been registered Wynston Hill Capital, LLC in Brandon, South Dakota from November 2018 to … Continue reading
Were you the victim of former Cetera Advisor Networks, LLC broker Robert Wolfe (CRD# 2268259)? Robert Wolfe was registered with Mercer Allied Company, L.P. in Fort Lauderdale, Florida from July 2020 to October 2021. Robert Wolfe was also registered with … Continue reading
Erez Law is currently investigating former First Allied Advisory Services, Inc. broker Kimberly Barentsen (CRD# 2092280) regarding unsuitable investment recommendations. Kimberly Barentsen has been registered with NPB Financial Group, LLC in Walnut Creek, California since 2019 and with Barentsen Advisory … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Kalos Capital, Inc. broker David Lademan (CRD# 2479077). David Lademan was registered with LPL Financial LLC in Okemos, Michigan from 2018 to … Continue reading
There are options for clients of National Securities Corporation broker Carter Mansbach (CRD# 2275878) who suffered investment losses. Carter Mansbach has been registered with National Securities Corporation in New York, New York since 2017. Previously, Mansbach was registered with Investacorp … Continue reading
There are options for clients of Wynston Hill Capital, LLC broker Robert Calamunci Sr. (CRD# 1618899) who suffered investment losses. Robert Calamunci Sr. has been registered with the following brokerage firms: NYPPEX, LLC in Lansing, Michigan since July 2021 Wynston … Continue reading
Were you the victim of former First Standard Financial Company LLC broker Frank Venturelli (CRD# 6403468)? Venturelli was registered with Arive Capital Markets in Bay Ridge, New York from September to December 2019 and with First Standard Financial Company LLC … Continue reading
Can I recover losses from investments with FSC Securities Corporation broker Margaret Suite-Arnold (CRD# 1399665)? Suite-Arnold has been registered with FSC Securities Corporation in China Grove, North Carolina since 2009. Suite-Arnold has been the subject of two customer complaints between … Continue reading
Erez Law is currently investigating former SunTrust Advisory Services, Inc. broker Raul Benitez (CRD# 4457185) regarding Northstar GIC. Benitez has been registered with Wells Fargo Clearing Services, LLC in Aventura, Florida since 2018. Previously, Benitez was registered with SunTrust Advisory … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Timothy Bartelt (CRD# 2501532)? Bartelt has been registered with Raymond James Financial Services, Inc. in Elm Grove, Wisconsin since 2008. In 1997, the Ohio Division of Securities opened an … Continue reading