Category: Unsuitable Investments
Were you the victim of former Cetera Advisor Networks, LLC broker Robert Wolfe (CRD# 2268259)? Robert Wolfe was registered with Mercer Allied Company, L.P. in Fort Lauderdale, Florida from July 2020 to October 2021. Robert Wolfe was also registered with … Continue reading
Erez Law is currently investigating former First Allied Advisory Services, Inc. broker Kimberly Barentsen (CRD# 2092280) regarding unsuitable investment recommendations. Kimberly Barentsen has been registered with NPB Financial Group, LLC in Walnut Creek, California since 2019 and with Barentsen Advisory … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Kalos Capital, Inc. broker David Lademan (CRD# 2479077). David Lademan was registered with LPL Financial LLC in Okemos, Michigan from 2018 to … Continue reading
There are options for clients of National Securities Corporation broker Carter Mansbach (CRD# 2275878) who suffered investment losses. Carter Mansbach has been registered with National Securities Corporation in New York, New York since 2017. Previously, Mansbach was registered with Investacorp … Continue reading
There are options for clients of Wynston Hill Capital, LLC broker Robert Calamunci Sr. (CRD# 1618899) who suffered investment losses. Robert Calamunci Sr. has been registered with the following brokerage firms: NYPPEX, LLC in Lansing, Michigan since July 2021 Wynston … Continue reading
Were you the victim of former First Standard Financial Company LLC broker Frank Venturelli (CRD# 6403468)? Venturelli was registered with Arive Capital Markets in Bay Ridge, New York from September to December 2019 and with First Standard Financial Company LLC … Continue reading
Can I recover losses from investments with FSC Securities Corporation broker Margaret Suite-Arnold (CRD# 1399665)? Suite-Arnold has been registered with FSC Securities Corporation in China Grove, North Carolina since 2009. Suite-Arnold has been the subject of two customer complaints between … Continue reading
Erez Law is currently investigating former SunTrust Advisory Services, Inc. broker Raul Benitez (CRD# 4457185) regarding Northstar GIC. Benitez has been registered with Wells Fargo Clearing Services, LLC in Aventura, Florida since 2018. Previously, Benitez was registered with SunTrust Advisory … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Timothy Bartelt (CRD# 2501532)? Bartelt has been registered with Raymond James Financial Services, Inc. in Elm Grove, Wisconsin since 2008. In 1997, the Ohio Division of Securities opened an … Continue reading
Did Aegis Capital Corp. broker Gerald Sharpe (CRD# 2109210) make unsuitable investment recommendations? Sharpe has been registered with Aegis Capital Corp. in Red Bank, New Jersey since 2016. Previously, Sharpe was registered with National Securities Corporation in Red Bank, New … Continue reading