Category: Unsuitable Investments

Erez Law is currently investigating former Cabot Lodge Securities LLC broker Tatyana Moyseevna (CRD# 2288860) regarding real estate investment losses. Moyseevna has been registered with Independent Financial Group, LLC in Columbia, Maryland and Plantation, Florida since 2017. Previously, Moyseevna was … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Allied Millennial Partners, LLC broker Matthew Platnico (CRD# 2102086) regarding investment losses. Platnico has been registered with Allied Millennial Partners, LLC in New … Continue reading →

Were you the victim of former LPL Financial LLC broker Kevin Fretz (CRD# 4128808)? Fretz was registered with LPL Financial LLC in South Windsor, Connecticut from 2011 to 2019, when he was terminated regarding, “Representative maintained blank customer signed forms, … Continue reading →

There are options for customers of Centaurus Financial, Inc. broker Royce Running (CRD# 5202198) who suffered investment losses. Running has been registered with Centaurus Financial, Inc. in Irvine, California since 2013. Running has been the subject of one customer complaint, … Continue reading →

Erez Law is currently investigating NBC Securities, Inc. broker Marcello Lattuca (CRD# 2149434) regarding unsuitable investment recommendations. Lattuca has been registered with NBC Securities, Inc. in Massapequa, New York since 2015. Lattuca has been the subject of four customer complaints … Continue reading →

Erez Law is currently investigating former Independent Financial Group, LLC broker William Morrow (CRD# 836500) regarding high-risk investments that leads to investment losses. Morrow has been registered with Concorde Investment Services, LLC in San Diego, California since 2018. Morrow has … Continue reading →

Were you the victim of KCD Financial, Inc. broker Christopher Fess (CRD# 1335361)? Fess has been registered with KCD Financial, Inc. in Frisco, Texas since 2004. Fess has been the subject of five customer complaints between 2002 and 2020, one … Continue reading →

Erez Law is currently investigating former Madison Avenue Securities, LLC broker Robert Luley Jr. (CRD# 4176139), who is alleged to recommend unsuitable GPB Capital Holdings investments.  Robert Luley Jr. was registered with Pruco Securities, LLC in Charlotte, North Carolina from … Continue reading →

Erez Law is currently investigating Herbert J. Sims & Co, Inc. broker Shane Applebaum (CRD# 4772668), who is accused of unsuitable investment recommendations and the sale of structured products. Applebaum has been registered with Herbert J. Sims & Co, Inc. … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with American Portfolios Financial Services, Inc. broker Brian Dibrino (CRD# 2837066). Dibrino has been registered with American Portfolios Financial Services, Inc. in Fairfield, New … Continue reading →