Category: Unsuitable Investments
Erez Law is currently investigating former Berthel, Fisher & Company Financial Services, Inc. broker Andrew Perri (CRD# 2801727) regarding unsuitable investment recommendations. Perri was registered with Berthel, Fisher & Company Financial Services, Inc. in Brighton, Michigan from 2007 to 2016. … Continue reading
RBC Capital Markets, LLC broker Joseph Chu (CRD# 4546805) faces multiple customer complaints for energy sector losses. Chu has been registered with RBC Capital Markets, LLC in Stamford, Connecticut since 2018. Previously, Chu was registered with Merrill Lynch, Pierce, Fenner … Continue reading
Did you lose money investing with NYLIFE Securities LLC broker Rodney Ferguson (CRD# 2482868)? Ferguson has been registered with NYLIFE Securities LLC in Chesterfield, Missouri since 2000. Ferguson has been the subject of six customer complaints between 1997 and 2020, … Continue reading
Erez Law is currently investigating Ausdal Financial Partners, Inc. broker Donald Kiley (CRD# 2630201) regarding unsuitable investment recommendations. Kiley has been registered with Ausdal Financial Partners, Inc. in De Pere, Wisconsin since 2008. Previously, Kiley was registered with Waterstone Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Four Points Capital Partners LLC broker Michael Martino (CRD# 2579146). Martino has been registered with Four Points Capital Partners LLC in New York, … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Phillip Smelser (CRD# 2338831) regarding unsuitable investment recommendations. Smelser has been registered with Cambridge Investment Research, Inc. in Woodfin, North Carolina since 2008. Smelser has been the subject of two … Continue reading
There are options for clients of former Prospera Financial Services, Inc. broker Andrew Pravlik (CRD# 2360456) who suffered investment losses. Pravlik has been registered with Coastal Equities, Inc. in Pittsburgh, Pennsylvania since 2017. Previously, Pravlik was registered with Prospera Financial … Continue reading
Were you the victim of Wells Fargo Advisors Financial Network, LLC broker Jeffrey Burton (CRD# 2366552)?. Burton has been registered with Wells Fargo Advisors Financial Network, LLC in Charleston, South Carolina 2016. Burton has been the subject of six customer … Continue reading
Money Management Advisory Inc. broker Jeffrey Dillman (CRD# 2515858) is accused of unsuitable investment recommendations. Dillman has been registered with Trustmont Financial Group, Inc. in Feasterville, Pennsylvania since 2018 and with Money Management Advisory Inc. in Feasterville, Pennsylvania since 2009. … Continue reading
Erez Law is currently investigating Laidlaw and Company (UK) Ltd. broker Joseph Fedorko Jr. (CRD# 2007317) regarding customer investment losses. Fedorko has been registered with Laidlaw & Company (Uk) Ltd. in Greenwich, Connecticut 2009. Fedorko has been the subject of … Continue reading