Category: Unsuitable Investments
Did you lose money investing with LPL Financial LLC broker Thomas Fross (CRD# 4509874)? Fross has been registered with LPL Financial LLC in The Villages, Florida since 2018. Fross has been the subject of five customer complaints between 2008 and … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Peter Nett (CRD# 4506990)? Nett has been registered with Ameriprise Financial Services, LLC in The Woodlands, Texas since 2002. Nett has been the subject of three customer complaints between 2003 … Continue reading
Erez Law is currently investigating Cetera Advisor Networks LLC broker Darin Arnell (CRD# 4673735) regarding mutual fund investment losses. Arnell has been registered with Cetera Advisor Networks LLC in Murray, Utah since 2014. Arnell has been the subject of one … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Raymond James Financial Services, Inc. broker Paul Stetter Jr. (CRD# 4513517). Stetter has been registered with Raymond James Financial Services, Inc. in Ephrata, … Continue reading
First Republic Securities Company, LLC broker James Wilcox (CRD# 4261884) is accused of investment losses due to index losses. Wilcox has been registered with First Republic Securities Company, LLC in Jackson, Wyoming since 2018. Wilcox has been the subject of … Continue reading
There are options for clients of Raymond James & Associates, Inc. broker Russell Stein (CRD# 434765) who suffered investment losses. Stein has been registered with Raymond James & Associates, Inc. in Houston, Texas since 2008. Stein has been the subject … Continue reading
Center Street Securities, Inc. broker Lawrence Hardee (CRD# 1701419) faces his first complaint regarding unsuitable investment recommendations. Hardee has been registered with Center Street Securities, Inc. in Brentwood, Tennessee since 2011. During his 33-year career, Hardee was previously registered with … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker Gage Dahmann (CRD# 2849989)? Dahmann has been registered with Fidelity Brokerage Services LLC in Austin, Texas since 2013. Dahmann has been the subject of one customer complaint, according to his … Continue reading
There are options for customers of former Morgan Stanley broker Jeffrey Kemp (CRD# 2263257). Kemp has been registered with Janney Montgomery Scott LLC in Melville, New York since 2015. Previously, Kemp was registered with Morgan Stanley in Melville, New York … Continue reading
Former Capital Financial Services, Inc. broker Mark Sitter (CRD# 1810591) faces customer complaints for real estate investment losses. Sitter has been registered with KCD Financial, Inc. in Shenandoah, Texas since 2019. Previously, Sitter was registered with Capital Financial Services, Inc. … Continue reading