Category: Unsuitable Investments

Erez Law is currently investigating former Aegis Capital Corp. broker Angelo Vitale (CRD# 2793984) regarding complaints of unsuitable investment recommendations. Vitale has been registered with Alexander Capital, L.P. in New York, New York since 2018. Previously, Vitale was registered with … Continue reading →

Newbridge Securities Corporation broker Kerri Jamison (CRD# 4348584) faces multiple customer complaints from customers who suffered investment losses due to their broker’s recommendations. Jamison has been registered with Newbridge Securities Corporation in Mesa, Arizona since 2010. Jamison has been the … Continue reading →

Erez Law is currently investigating Morgan Stanley broker Barry Pechenik (CRD# 1720138) regarding unsuitable investment recommendations. Pechenik has been registered with Morgan Stanley in Dallas, Texas since 2015. Pechenik has been the subject of one customer complaint, according to his … Continue reading →

There are options for clients of former Morgan Stanley broker Robert David (CRD# 5211223) who suffered investment losses. David has been registered with Morgan Stanley in Farmington Hills, Michigan from 2009 to 2019, when he was terminated regarding, “Allegations related … Continue reading →

Former Sandlapper Securities broker Mark Reinstein (CRD# 1486887) faces two pending customer complaints. Reinstein has been registered with Cabot Lodge Securities LLC in Greenville, South Carolina since 2019. Previously, Reinstein was registered with Sandlapper Securities, LLC in Greenville, South Carolina … Continue reading →

Erez Law is currently investigating former Crown Capital Securities, L.P. broker Dennis Haywood (CRD# 5850275) regarding unsuitable recommendations regarding non-traded REITs, non-traded BDCs and variable annuities. He was registered with Crown Capital Securities, L.P. in Land O’ Lakes, Florida from … Continue reading →

Erez Law is currently investigating Morgan Stanley broker Ralph Jackson III (CRD# 1569213) regarding unsuitable investment recommendations. Jackson has been registered with Morgan Stanley and Los Angeles, California since 2009. Jackson has been the subject of five customer complaints between … Continue reading →

Were you the victim of former Wells Fargo broker Florindo Volpacchio (CRD# 2615828)? Volpacchio has been registered with Oppenheimer & Co. Inc. in New York, New York since May 2018. Previously, Volpacchio was registered with Wells Fargo Clearing Services, LLC … Continue reading →

Erez Law is currently investigating Centaurus Financial, Inc. broker Atul Makharia (CRD# 5070762) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Lexington, South Carolina, since 2015. In February 2023, the United States Securities and Exchange … Continue reading →

There are options for clients of Raymond James Financial Services, Inc. broker Richard Kelton (CRD# 2473749) who suffered investment losses. Kelton has been registered with Raymond James Financial Services, Inc. in Latham, New York since September 2019. Previously, Kelton was … Continue reading →