Category: Unsuitable Investments
Were you the victim of former Janney Montgomery Scott LLC broker Gregory Dudzik (CRD# 1133671)? Dudzik has been registered with RBC Capital Markets, LLC in Providence, Rhode Island and Palm Beach Gardens, Florida since October 2020. Dudzik was previously registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sandlapper Securities, LLC broker Kevin Nevin (CRD# 2460059). Nevin has been registered with Dempsey Lord Smith, LLC in Edina, Minnesota since May … Continue reading
Erez Law is currently investigating former Integrated Advisors Network LLC, Oppenheimer, and Merrill Lynch broker Dennis Ayre (CRD# 5365176) regarding investment management service related investment losses and unsuitable investment recommendations. He has been registered with Hilltop Securities Inc. in Beverly … Continue reading
Did you lose money investing with Raymond James & Associates, Inc. broker Robert Radli Jr. (CRD# 1076710)? Radli has been registered with Raymond James & Associates, Inc. in Palm Beach Gardens, Florida since 2011. Radli has been the subject of … Continue reading
There are options for customers who suffered investment losses due to unsuitable investment recommendations by former Center Street Securities, Inc. broker Seth Stewart (CRD# 5467292). He was registered with Center Street Securities, Inc. in Jeffersonville, Indiana from 2012 to November … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Eric Bachinsky (CRD# 1002854) regarding unsuitable investment recommendations. Bachinsky has been registered with Raymond James & Associates, Inc. in Palm Beach Gardens, Florida since 2006. Bachinsky has been the … Continue reading
There are options for customers who suffered investment losses due to former Morgan Stanley broker Kenneth Hutkin (CRD# 1344519). Hutkin has been registered with Wedbush Securities Inc. in New York, New York since 2018. Previously, Hutkin was registered with Morgan … Continue reading
Did you suffer investment losses due to recommendations by former Northwestern Mutual Investment Services, LLC broker Donnell Bowen (CRD# 5641822)? Bowen was registered with Northwestern Mutual Investment Services, LLC in Washington, DC from 2009 to 2017, when he was terminated … Continue reading
Erez Law is currently investigating former Triad Advisors, Inc. broker David Atlee (CRD# 5565960) who is accused of recommending unsuitable GPB Capital Holdings investments. Atlee was registered with Triad Advisors, Inc. in Jacksonville, Florida from 2014 to 2017. GPB Capital … Continue reading
National Securities Corp. broker Kevin Dziubela (CRD# 3208688) received multiple customer complaints regarding unsuitable investment recommendations. Dziubela has been registered with National Securities Corporation in Boca Raton, Florida since 2014. Dziubela has been the subject of three customer complaints between … Continue reading