Category: Unsuitable Investments
Erez Law is currently investigating former Cetera Advisors LLC broker Ken Balser (CRD# 704053) regarding Tesoro Del Alma, Inc. (Gold Mine) losses. Balser was registered with Cetera Advisors LLC in Colorado Springs, Colorado from 2013 to 2016, when he was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Laidlaw & Company Ltd. broker Jeanpierre Ayala (CRD# 2765730). Ayala has been registered with I-Bankers Direct, LLC in Ft. Lauderdale, Florida since … Continue reading
Erez Law is currently investigating Waddell & Reed broker Donald Logan (CRD# 5537486) regarding unsuitable investment recommendations. Logan has been registered with Waddell & Reed in Silverdale, Washington from 2015 to 2018, when he was terminated regarding, “RR terminated for … Continue reading
Are you interested in learning recovery loss options due to investments with Sagepoint Financial, Inc. broker Timothy Vanlohuizen (CRD# 2166867)? Vanlohuizen has been registered with Sagepoint Financial, Inc. in Coeur D’Alene, Idaho since 2005. Vanlohuizen has been the subject of … Continue reading
Erez Law is currently investigating former Kovack Securities Inc. broker Shlomo Strugano (CRD# 3108780) regarding real estate investment trusts (REITs) losses. Strugano was registered with First Allied Securities, Inc. in Reseda, California from 2015 to 2018 and previously with Kovack … Continue reading
Did you suffer losses due to investments with former Berthel, Fisher & Company Financial Services, Inc. broker Jeremy Rosen (CRD# 5513416)? Rosen has been registered with Nationwide Planning Associates Inc. in Easton, Pennsylvania since November 2019. Previously, Rosen was registered … Continue reading
Erez Law is currently investigating Morgan Stanley broker Richard George (CRD# 1890200) regarding unsuitable investment recommendations. George has been registered with Morgan Stanley in Chicago, Illinois since 2012. According to public records, a former client of George suffered significant investment … Continue reading
Have you suffered losses due to investments with Money Concepts Capital Corp. broker Darren Ogelsby (CRD# 2480135)? Ogelsby has been registered with Money Concepts Capital Corp. in Monroe, Louisiana since 1995. Ogelsby has been the subject of three customer complaints … Continue reading
Did you lose money investing with Independent Financial Group, LLC broker Kenneth Guerra (CRD# 1337062)? Guerra has been registered with Independent Financial Group, LLC in Grants Pass, Oregon since 2010. In September 1997, the Department of Consumer & Business Services … Continue reading
There are options for customers of Stifel, Nicolaus & Company, Incorporated broker Lawrence Delhagen (CRD# 2779312) who suffered investment losses. Delhagen has been registered with Stifel, Nicolaus & Company, Incorporated in Center Valley, Pennsylvania since 2007. Delhagen has been the … Continue reading