Category: Unsuitable Investments
Erez Law is currently investigating Network 1 Financial Securities Inc. financial advisor Wesley Clinton (CRD# 4628274) regarding investment losses. Clinton has been registered with Network 1 Financial Securities Inc. in Seaford, New York since 201. Clinton has been the subject … Continue reading
Erez Law is currently investigating Geneos Wealth Management financial advisor Samuel Monchik (CRD# 4113886) regarding high risk oil and gas investment losses. Monchik has been registered with Geneos Wealth Management, Inc. in Lancaster, Pennsylvania since 2008. Previously, Monchik was registered … Continue reading
Did you lose money investing with Summit Brokerage Services, Inc. broker Victor Rigoni III (CRD# 4272056)?. Rigoni has been registered with Cetera Advisor Networks LLC in Lake Forest, Illinois since September 2019. Previously, Rigoni was registered with Summit Brokerage Services, … Continue reading
Former UBS Financial Services financial advisor William Hightower (CRD# 2152369) is accused of unsuitable investment recommendations. Hightower was registered UBS Financial Services Inc. in Houston, Texas from 2007 to 2013 and most recently with Legacy Asset Securities, Inc. in Houston, … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC financial advisor John Cione (CRD# 1742561) regarding investment losses. Cione has been registered with Independent Financial Group, LLC in San Diego, California since 2003. In December 1990, the National Association Of … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC financial advisor David Dill (CRD# 2878249) regarding energy sector losses. Dill has been registered with Wells Fargo Clearing Services, LLC in Merrillville, Indiana since 2008. Over the past few years, … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor Stan Leavitt (CRD# 2571093)? Leavitt has been registered with Ameriprise Financial Services, Inc. in Roseville, California since June 2017. Previously, Leavitt was registered with Merrill … Continue reading
Halliday Financial, LLC financial advisor Sandy Siff (CRD# 1443029) is accused of unsuitable investment recommendations. Siff has been registered with Halliday Financial, LLC in Glen Head, New York since 1993. Siff has been the subject of one customer complaint, according … Continue reading
Have you suffered investment losses due to recommendations from Ameriprise Financial Services, Inc. financial advisor Alfred Weaver (CRD# 460549? Weaver has been registered with Ameriprise Financial Services, Inc. in Westborough, Massachusetts since 2012. Weaver has been the subject of three … Continue reading
Have you suffered losses due to investments with Investacorp, Inc. financial advisor William Richardson (CRD# 721293)? Richardson has been registered with Investacorp, Inc. in Houston, Texas since 2012. Richardson has been the subject of five customer complaints between 2008 and … Continue reading