Category: Unsuitable Investments
Erez Law is currently investigating Westport Capital Markets, LLC financial advisor Daniel Morris (CRD# 1046760) regarding unauthorized and unsuitable trades. Morris has been registered with Westport Capital Markets, LLC in Westport, Connecticut since December 2016. Previously, Morris was registered with … Continue reading
Did you lose money investing with Wells Fargo financial advisor Michael Morrissett (CRD# 1456789)? Morrissett has been registered with Wells Fargo in Roanoke, Virginia since 2000. Morrissett has been the subject of four customer complaints between 2016 and 2018, two … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with IBN Financial Services, Inc. financial advisor Henry Veit (CRD# 453992). Veit has been registered with IBN Financial Services, Inc. in Manlius, New York … Continue reading
In June 2018, a former client of Oppenheimer & Co., Inc. won an award in a FINRA arbitration for compensatory damages for $800,000 for losses sustained from unauthorized trades and unsuitable investments in the customer’s accounts. The investors were clients … Continue reading
Did you lose money investing with Morgan Stanley broker Barry Garapedian (CRD# 1039257) who is accused of unsuitable investment recommendations? He was registered with Morgan Stanley in Westlake Village, California from 2009 to 2021, when he was terminated regarding, “Allegations … Continue reading
Were you the victim of former National Securities Corporation financial advisor Edward Mirabella Jr. (CRD# 2843670)? Mirabella has been registered with National Securities Corporation in Edison, New Jersey from 2009 to May 2016. Mirabella has been the subject of five … Continue reading
Erez Law is currently investigating former Titan Securities broker Walter Parker (CRD# 2131232) regarding unsuitable investment recommendations. Parker was registered with Titan Securities in Rowlett, Texas from 2006 to March 2018. In May 2018, Parker was sanctioned to $7,500 in … Continue reading
Did you lose money investing with former J.P. Morgan Securities LLC financial advisor Rick Konecny (CRD# 1727785)? Konecny was registered with National Securities Corporation in Chicago, Illinois from April to November 2016, and previously with J.P. Morgan Securities LLC in … Continue reading
There are options for customers of former Salomon Whitney Financial financial advisor Douglas Leone (CRD# 2453784) regarding unsuitable recommendations and excessive trading involving multiple customers. Leone was registered with Salomon Whitney Financial in Melville, New York from 2013 until March … Continue reading
Erez Law is currently investigating former H. Beck, Inc. financial advisor Richard Poston (CRD# 2623641) regarding investment losses. Poston was registered with H. Beck, Inc. in Plano, Texas from 2010 until 2015, when he was terminated regarding, “Failed to fully … Continue reading