Category: Unsuitable Investments
There are options for customers of McNally Financial Services Corporation financial advisor Marshall Cassedy Jr. (CRD# 853370) who suffered losses. Cassedy has been registered with McNally Financial Services Corporation in Tallahassee, Florida since 2010. In April 2010, Cassedy was terminated … Continue reading
In March 2018, a former client of Allegis Investment Services, LLC won an award in a FINRA arbitration for compensatory damages, prejudgment interest and fees for $404,482.41. The investors were clients of financial advisor Brandon Stimpson (CRD# 4299623). The former … Continue reading
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor Craig Mardany (CRD# 4356113)? Mardany has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, California since 2009. Mardany has been … Continue reading
Erez Law is currently investigating Four Points Capital Partners LLC financial advisors Zachary Berkey (CRD# 2884767) and Daniel Fischer (CRD# 2796625) regarding unsuitable recommendations and churning in customer accounts. In December 2017, the Securities and Exchange Commision (SEC) charged Berkey … Continue reading
Did you lose money investing with Moloney Securities Co., Inc. broker Joseph Weinrich Sr. (CRD# 461987)? Weinrich was registered with Moloney Securities Co., Inc. in Myrtle Beach, South Carolina from 1999 to May 2018. It is alleged that a former … Continue reading
In January 2018, a former client of Corinthian Partners, L.L.C. won an award in a FINRA arbitration for compensatory damages for $3,229,097 plus interest on the above-stated sum at the rate of 2.5% per annum from July 17, 2017 until … Continue reading
Were you the victim of former J.J.B. Hilliard, W.L. Lyons, LLC broker Christopher Bennett (CRD# 2510231)? Bennett was registered with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky from 1995 to 2018. In February 2018, a former client of J.J.B. … Continue reading
In February 2018, a former client of Raymond James & Associates, Inc. won an award in a FINRA arbitration for $229,250.00 in compensatory damages plus 3% interest per annum plus $25,000.00 in attorneys’ fees for losses sustained from investments in … Continue reading
There are options for customers of former Laidlaw & Company financial advisor Patrick Maddren (CRD# 4665903) regarding losses sustained from unauthorized trading, churning and unsuitable investment recommendations. Maddren has been registered with Westpark Capital, Inc. in Fort Lauderdale, Florida since … Continue reading
Did you lose money investing with former Ameriprise Financial Services, Inc. financial advisor (CRD# 1558909) who is alleged to make unsuitable investment recommendations? Parks was registered with Ameriprise Financial Services, Inc. in Stephenville, Texas from 1993 to 2016. Parks is not … Continue reading