Category: Variable Annuities
Were you the victim of fixed and variable annuity investment losses with NYLife Securities LLC broker John Howell (CRD# 2703625)? He has been registered with NYLife Securities LLC in Stillwater, Oklahoma, since 1996. John Howell Customer Complaints He has been … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker John Rotando (CRD# 2071444)? He has been registered with Wells Fargo Clearing Services, LLC in Greenwich, Connecticut, since 2016. John Rotando Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Ralph Courtland (CRD# 4374698) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey, since 2008. Ralph Courtland Customer Complaints … Continue reading
Were you the victim of USCA Securities LLC broker Derek Su (CRD# 4121574)? He has been registered USCA Securities LLC in Austin, Texas, since 2014, and with U.S. Capital Wealth Advisors, LLC in Austin, Texas, since 2021. Previously, he was … Continue reading
American Portfolios Financial Services, Inc. broker Jason Mieras (CRD# 2850648) is accused of insurance and variable annuities. He has been registered with American Portfolios Financial Services, Inc. in Lake Como, New Jersey, since 2001, and with American Portfolios Advisors, Inc. … Continue reading
Can you recover losses from investments due to recommendations by Ameriprise Financial Services, LLC broker Albert Bevilacqua III (CRD# 2656029)? He has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida, since 2001. Albert Bevilacqua III Customer Complaints … Continue reading
Ameriprise Financial Services, LLC broker Shawn Bumgardner (CRD# 2492380) is accused of variable annuity investment losses. He has been registered with Ameriprise Financial Services, LLC in Southgate, Michigan, since 1994. Shawn Bumgardner Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating former Royal Alliance Associates, Inc. broker Angelo Talebi (CRD# 2243829) related to investment losses. He has been registered with Independent Financial Group, LLC in Sherman Oaks, California, from 2024 to 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating Commonwealth Financial Network broker Marianna Goldenberg (CRD# 2165876) regarding variable annuity investment losses. She has been registered with Commonwealth Financial Network in Langhorne, Pennsylvania, since 2014. Previously, she was registered with LPL Financial LLC in … Continue reading
Were you the victim of The Strategic Financial Alliance, Inc. broker Cheryl Knight (CRD# 1854248)? She has been registered with The Strategic Financial Alliance, Inc. in Foothill Ranch, California, since 2003. Cheryl Knight Customer Complaints She has been the subject … Continue reading