Category: Variable Annuities
There are options for clients of MML Investors Services, LLC broker Tyler Camp (CRD# 6002124) who suffered investment losses. He has been registered with Oneamerica Securities, Inc. in Hoover, Alabama, since 2023. He was registered with MML Investors Services, LLC … Continue reading
Were you the victim of MML Investors Services, LLC broker Joshua Baker (CRD# 5230762)? He was registered with Oneamerica Securities, Inc. in Hoover, Alabama, from March to April 2024, and MML Investors Services, LLC in Hoover, Alabama, from 2017 to … Continue reading
LPL Financial LLC broker Timothy Fraser (CRD# 4868026) is accused of variable annuity investment losses. He has been registered with LPL Financial LLC in Woodstock, Illinois, since 2009. Timothy Fraser Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of former Pruco Securities, LLC broker Michael Brickman (CRD# 4042866)? He was registered with Pruco Securities, LLC in Paramus, New Jersey, from 2018 to 2023, when he was terminated regarding, “The Company’s review concerns allegations that … Continue reading
Wells Fargo Clearing Services, LLC broker John Pasacreta Jr. (CRD# 2398487) is accused of variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Greenwich, Connecticut, since 2016. Previously, he was registered with Morgan Stanley … Continue reading
Were you the victim of fixed and variable annuity investment losses with NYLife Securities LLC broker John Howell (CRD# 2703625)? He has been registered with NYLife Securities LLC in Stillwater, Oklahoma, since 1996. John Howell Customer Complaints He has been … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker John Rotando (CRD# 2071444)? He has been registered with Wells Fargo Clearing Services, LLC in Greenwich, Connecticut, since 2016. John Rotando Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Ralph Courtland (CRD# 4374698) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey, since 2008. Ralph Courtland Customer Complaints … Continue reading
Were you the victim of USCA Securities LLC broker Derek Su (CRD# 4121574)? He has been registered USCA Securities LLC in Austin, Texas, since 2014, and with U.S. Capital Wealth Advisors, LLC in Austin, Texas, since 2021. Previously, he was … Continue reading
American Portfolios Financial Services, Inc. broker Jason Mieras (CRD# 2850648) is accused of insurance and variable annuities. He has been registered with American Portfolios Financial Services, Inc. in Lake Como, New Jersey, since 2001, and with American Portfolios Advisors, Inc. … Continue reading