Erez Law is currently investigating Wealthforge Securities, LLC broker Chay Lapin (CRD# 6275140) regarding real estate and private placement investment losses. He has been registered with Fnex Capital, LLC in Indianapolis, Indiana, since 2022. Previously, he was registered with Growth Capital Services, Inc. in Torrance, California, from 2020 to 2022. Before then, he was registered with Wealthforge Securities, LLC in Torrance, California, from 2017 to 2020.
Chay Lapin Customer Complaints
He has been the subject of eight customer complaints between 2019 and 2023, one of which was denied, according to his CRD report:
April 2023. “Respondents failed to conduct a reasonable due diligence on NP Skyloft DST, misrepresented this investment and failed to disclose material facts concerning this investment to claimants.” The case is currently pending.
April 2023. “Respondents failed to conduct a reasonable due diligence on NP Skyloft DST, misrepresented this investment and failed to disclose material facts concerning this investment to claimants.” The case is currently pending.
March 2023. “Respondents failed to conduct a reasonable due diligence on NP Skyloft DST, misrepresented this investment and failed to disclose material facts concerning this investment to claimants.” The case is currently pending.
February 2023. “Respondents failed to conduct a reasonable due diligence on NP Skyloft DST, misrepresented this investment and failed to disclose material facts concerning this investment to claimants.” The case is currently pending.
February 2023. “Respondents failed to conduct a reasonable due diligence on NP Skyloft DST, misrepresented this investment and failed to disclose material facts concerning this investment to claimants.” The case is currently pending.
January 2023. “Respondents failed to conduct a reasonable due diligence on NP Skyloft DST, misrepresented this investment and failed to disclose material facts concerning this investment to claimants.” The case is currently pending.
January 2023. “Respondents improperly recommended, supervised the recommendation of, and controlled the recommendation that claimants invest in NP Skyloft, DST. Respondents failed to conduct a reasonable due diligence on NP Skyloft, DST, failed to disclose material facts to claimants concerning this investment, and misrepresented material facts to claimants concerning this investment.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wealthforge Securities, LLC may be liable for investment or other losses suffered by Chay Lapin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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