There are options for clients of former Securities America, Inc. broker Christina Orta (CRD# 3278327) who suffered investment losses. Christina Orta has been registered with Cambridge Investment Research, Inc. in Westlake, California since 2014. Previously, Christina Orta was registered with Securities America, Inc. in San Ramon, California from 2014 to 2020.
Christina Orta Customer Complaint
Christina Orta has been the subject of one customer complaint, according to her CRD report:
August 2021. “Claimant alleges unsuitability of alternative investments which caused financial harm. The allegations include unsuitability, violations of law, breach of fiduciary duty, violations of rules, negligence misrepresentation and breach of contract.” The customer is seeking $175,000 in damages and the case is currently pending. The case was regarding real estate securities and business development companies and took place while Christina Orta was registered with Securities America, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Securities America, Inc. may be liable for investment or other losses suffered by Christina Orta’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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