Erez Law is currently investigating Avantax Investment Services, Inc. broker Christopher Kirkland (CRD# 5602044) regarding structured product losses. He has been registered with Avantax Investment Services, Inc. in Atlanta, Georgia, since 2021. He was registered with LPL Financial LLC in Atlanta, Georgia, from 2010 to 2021, IFG Advisory, LLC in Atlanta, Georgia, from 2013 to 2021, and Legacy Capital Advisors, LLC in Atlanta, Georgia, from 2013 to 2015.
Christopher Kirkland Customer Complaints
He has been the subject of six customer complaints between 2023 and 2024, according to his CRD report:
August 2024. “Customers alleged the investments they purchased were not suitable.” The case is currently pending. The complaint was regarding structured products, and it took place while he was registered with Avantax Investment Services, Inc.
June 2024. “Customer alleged the investments they purchased were not suitable.” The case is currently pending. The complaint was regarding structured products, and it took place while he was registered with Avantax Investment Services, Inc.
May 2024. “Customers alleged the investments they purchased were not suitable.” The customer is seeking $900,000 in damages, and the case is currently pending.
May 2024. “Customer alleged the investments they purchased were not suitable.” The customer is seeking $999,000 in damages, and the case is currently pending. The complaint was regarding structured products and exchange traded funds, and it took place while he was registered with Avantax Investment Services, Inc.
August 2023. “Customers allege the investments they purchased were not suitable.” The customer sought $585,000 in damages, and the case was settled for $284,000. The complaint was regarding structured products, and it took place while he was registered with Avantax Investment Services, Inc.
August 2023. “Customer alleges that certain investments that she purchased were unsuitable and/or unauthorized.” The customer is seeking $735,004.45 in damages, and the case is currently pending. The complaint was regarding structured notes, and it took place while he was registered with Avantax Investment Services, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Avantax Investment Services, Inc. may be liable for investment or other losses suffered by Christopher Kirkland’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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