Were you the victim of Oppenheimer & Co. Inc. broker Christopher Tully (CRD# 870889)? He has been registered with Oppenheimer & Co. Inc. in White Plains, New York, since 2009.
Christopher Tully Customer Complaints
He has been the subject of two customer complaints between 1994 and 2024, according to his CRD report:
July 2024. “Claimant asserts claims of fraud, negligence, breach of contract, breach of fiduciary duty, negligent supervision, violation of Sections 10(b) and 20(a) of the Securities Exchange Act and FINRA Rule 2020, and respondeat superior/vicarious liability relating to an alleged improper account opening. From 6/1/2017 to 2/1/2019.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Oppenheimer & Co. Inc. may be liable for investment or other losses suffered by Christopher Tully’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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