Erez Law is interested in speaking with investors who may have suffered losses due to investments due to GWG Holding Inc. investment losses with Arque Capital, Ltd. broker Christy Earhart (CRD# 3236699). She has been registered with Arque Capital, Ltd. in Scottsdale, Arizona, since 2010.
Christy Earhart Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
November 2022. “GWG filed Chapter 11 bankruptcy as a debtor in possession in April 2022. Claimant files this claim against Arque for a number of causes of action including but not limited to breach of fiduciary duty, negligence and violation of various state securities laws and FINRA rules. Respondent denies all allegations in their entirety.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Arque Capital, Ltd. may be liable for investment or other losses suffered by Christy Earhart’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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