There are options for clients of Arete Wealth Management, LLC broker Connar Seedall (CRD# 6418732). He has been registered with Dai Securities, LLC in Liberty Lake, Washington, since 2023, and Dai Wealth, LLC in Liberty Lake, Washington, since 2023. He was registered with Arete Wealth Management, LLC in Lake Oswego, Oregon, from 2017 to 2023, Arete Wealth Advisors, LLC in Liberty Lake, Washington, from 2017 to 2023, and Royal Alliance Associates, Inc. in Portland, Oregon, from 2015 to 2016.
Connar Seedall Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “Client alleges unsuitable investment recommendations in 2018 and 2019.” The customer is seeking $329,000 in damages, and the case is currently pending. The complaint was regarding alternative investments, and it took place while he was registered with Arete Wealth Management, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Arete Wealth Management, LLC may be liable for investment or other losses suffered by Connar Seedall’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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