There are options for clients of former Securities America, Inc. broker Curtis Wilson (CRD# 1517272), who suffered investment losses. He was registered with Securities America, Inc. in Tulsa, Oklahoma, from 2015 to 2020 and with LPL Financial LLC in Tulsa, Oklahoma, from 2012 to 2015.
Curtis Wilson Customer Complaints
He has been the subject of three customer complaints between 2000 and 2023, one of which was denied, according to his CRD report. The most recent complaints are regarding:
March 2023. “Customer alleges that representative’s option-based trading strategy was not suitable after losses were incurred. Customer also alleges that risks associated with options trading were not adequately disclosed.” The customer sought $484,905.26 in damages, and the case was settled for $250,000. The complaint took place while he was registered with CreativeOne Wealth, LLC, and it was regarding options investment losses.
October 2020. “failure to execute trades in a timely manner.” The customer sought $25,000 in damages, and the case was settled for $25,000. The complaint took place while he was registered with BEAM Asset Management, and it was regarding common and preferred stock investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Securities America, Inc. may be liable for investment or other losses suffered by Curtis Wilson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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