Erez Law is currently investigating PMV Capital Advisers, LLC broker Daniel Snover (CRD# 5161189) regarding exchange traded products. He has been the president of PMV Capital Advisers, LLC and PMV Capital, LLC, since 2020. He was registered with The Fig Group, LLC in Heath, Texas, from 2014 to 2015.
Daniel Snover Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2023. “Clients allege that during the period from approximately November 1, 2021, through December 31, 2022, the Investment Adviser Representative breached their fiduciary duty by recommending exchange traded products that were unsuitable for the clients’ risk tolerance.” The customer is seeking $383,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with PMV Capital Advisers, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PMV Capital Advisers, LLC may be liable for investment or other losses suffered by Daniel Snover’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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