Were you the victim of investment losses with Morgan Stanley broker David Schneider (CRD# 5788527)? He has been registered with Morgan Stanley in Ridgefield, Connecticut, since 2020. Previously, he was registered with J.P. Morgan Securities LLC in New York, New York, from 2013 to 2020.
David Schneider Customer Complaints
He has been the subject of two customer complaints between 2016 and 2023, according to his CRD report. The most recent complaint was regarding:
April 2023. “Claimant alleges, inter alia, unsuitability with regards to investment in accounts 2021-2022.” The case is currently pending. The complaint was regarding a managed account.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by David Schneider’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
