There are options for clients of Capital Investment Group, Inc. broker David Wilke (CRD# 2258159) who suffered GWG Holdings Inc. investment losses He has been registered with Capital Investment Group, Inc. in Jasper, Georgia, since 2018. Previously, he was registered with Principal Securities, Inc. in Atlanta, Georgia, from 2006 to 2018.
David Wilke Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2023. “Client alleges breach of fiduciary duty, negligence, breach of contract, fraud, and negligent supervision related to sales of GWG L-bonds. GWG filed for Chapter 11 reorganization on 04/20/2022.” The customer is seeking $300,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Capital Investment Group, Inc. may be liable for investment or other losses suffered by David Wilke’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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