Erez Law is currently investigating J.P. Morgan Securities LLC broker David Wilson Jr. (CRD# 2298962) regarding common and preferred stock losses. He has been registered with J.P. Morgan Securities LLC in Philadelphia, Pennsylvania, since 2015.
In October 2011, the State of Wisconsin Office of the Commissioner of Insurance opened an investigation alleging he failed to respond promptly to written requests for information from the Commissioner of Insurance regarding his application.
David Wilson Jr. Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2023. “Customer alleges registered representative followed trade instructions by an unauthorized party. Activity dates January 2021- March 31, 2021.” The customer is seeking $700,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J.P. Morgan Securities LLC may be liable for investment or other losses suffered by David Wilson Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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