PFS Investments Inc. broker Davie Ambrose (CRD# 1580051) faces a customer complaint related to investment losses. He has been registered with PFS Investments Inc. in Houston, Texas, since 2012.
Davie Ambrose Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2023. “Customer alleges that Mr. Ambrose invested customer’s funds in products without clients understanding or direction.” The customer is seeking $300,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PFS Investments Inc. may be liable for investment or other losses suffered by Davie Ambrose’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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