Former Triad Advisors LLC broker Debra Biosca (CRD# 4584010) faces multiple customer complaints related to unsuitable investment recommendations. She has been registered with Arkadios Capital in Arlington Heights, Illinois, since 2019, and with Arkadios Wealth Advisors in Arlington Heights, Illinois, since 2023. Previously, she was registered with Triad Advisors LLC in Park Ridge, Illinois, from 2018 to 2019.
Debra Biosca Customer Complaints
She has been the subject of three customer complaints in 2024, according to her CRD report:
June 2024. “Was communicating with investors of unsuitable securities.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding direct investment losses, and it took place while she was registered with Triad Advisors LLC.
March 2024. “It is alleged that representative communicated with investors regarding an alleged scheme perpetuated by another former Triad registered representative.” The customer is seeking $34,000,000 in damages, and the case is currently pending. The complaint was regarding direct investment losses, and it took place while she was registered with Triad Advisors LLC and Arkadios Capital.
February 2024. “Pending Arbitration: Unsuitable products.” The case is currently pending. The complaint was regarding direct investment losses, and it took place while she was registered with Triad Advisors LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Triad Advisors LLC may be liable for investment or other losses suffered by Debra Biosca’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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