Were you the victim of Vanderbilt Securities, LLC broker Diana Palmieri (CRD# 2889428)? She has been registered with Vanderbilt Securities, LLC in Woodbury, New York, since 2009, and with Vanderbilt Advisory Services in Woodbury, New York, since 2021.
Diana Palmieri Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
February 2024. “Clients claim investments into the non-traded REITS & BDCs between 2014-2019 were unsuitable and illiquid investments.” The customer is seeking $99,999 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Vanderbilt Securities, LLC may be liable for investment or other losses suffered by Diana Palmieri’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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