LPL Financial LLC broker Donald Aulbert II (CRD# 4119911) is accused of real estate security losses. He has been registered with LPL Financial LLC in St. Peters, Missouri, since 2009, and with Cornerstone Wealth Management, LLC in St. Peters, Missouri, since 2012.
Donald Aulbert II Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “The customer claims that alternative investments purchased in 2012 and 2014 were unsuitable, that the account value has declined over the past few years, and seeks a resolution.” The case is currently pending. The complaint was regarding real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Donald Aulbert II’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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