Were you the victim of former D.H. Hill Securities, LLP broker Donald Wallace (CRD# 1471984)? He was registered with D.H. Hill Securities, LLP in Fort Lauderdale, Florida, from 2017 to 2023. Previously, he was registered with Financial West Group (now expelled) in Lauderdale, Florida, from 2014 to 2017.
Donald Wallace Customer Complaints
He has been the subject of two customer complaints between 2011 and 2023, according to his CRD report. The most recent complaint was regarding:
May 2023. “Claimants have been clients of representative since 2019 and have invested in multiple products since that time, however claim is only for one product. Claimants allege misrepresentation, unsuitable recommendation, and inadequate due diligence.” The customer is seeking $450,000 in damages, and the case is currently pending. The complaint was regarding debt-backed assets, and it took place while he was registered with D.H. Hill Securities, LLP.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, D.H. Hill Securities, LLP may be liable for investment or other losses suffered by Donald Wallace’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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