Did you lose money investing with Morgan Stanley broker Donna Mackay (CRD# 2440146)? She has been registered with Morgan Stanley in Palm Beach Gardens, Florida, since 2011.
Donna Mackay Customer Complaints
She has been the subject of three customer complaints between 2018 and 2023, one of which was denied, according to her CRD report:
June 2023. “Claimant alleges that FA team knowingly permitted her ex-husband to withdraw more funds from his IRA each year than was permitted as part of divorce agreement – 2015 – 2018.” The case is currently pending. The complaint was regarding a non-managed fee-based account.
April 2023. “Claimant alleges, inter alia, breach of fiduciary duty with respect to transfer of death designation added to the client’s account.” The case is currently pending. The complaint was regarding a non-managed fee-based account and a non-broker dealer affiliate product.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Donna Mackay’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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