Were you the victim of Centaurus Financial, Inc. broker Donna Seymour (CRD# 1714302) regarding unsuitable investment recommendations? She has been registered with Centaurus Financial, Inc. in Winter Haven, Florida since 2016 and with Ingram Advisory Services, LLC in Winter Haven, Florida since 2009. Previously, she was registered with Centaurus Financial, Inc. in Winter Haven, Florida from 2019 to 2020 and with Investors Capital Corp. in Winter Haven, Florida from 2009 to 2016.
Donna Seymour Customer Complaints
She has been the subject of two customer complaints in 2022, according to her CRD report:
July 2022. “The customer alleges that the Registered Representative misrepresented an unsuitable investment. No dates of alleged activity were disclosed in the Statement of Claim.” The complaint is currently pending. The complaint was regarding corporate debt and took place while he was registered with Centaurus Financial, Inc.
June 2022. “The customers allege that the Registered Representative recommended an illiquid and high commission investment. No dates of alleged activity were disclosed in the Statement of Claim.” The customer is seeking $50,000 in damages and the case is currently pending. The complaint was regarding corporate debt and took place while he was registered with Centaurus Financial, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Donna Seymour’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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