Former Lincoln Financial Advisors Corporation broker Douglas English (CRD# 2532448) is regarding energy sector losses. He was registered with LPL Financial LLC in Huntsville, Alabama, from 2015 to 2023 and with Lincoln Financial Advisors Corporation in Huntsville, Alabama, from 1996 to 2015.
Douglas English Customer Complaints
He has been the subject of three customer complaints between 2004 and 2024, one of which was denied, according to his CRD report. The most recent complaint was regarding:
February 2024. “This arbitration appears to be a complaint filed by multiple unrelated Claimants against Lincoln relative to the prior purchase of certain private investment funds. I formerly served as the Lincoln representative for one of the multiple Claimants. The allegations appear to concern Lincoln Financial Advisors’ marketing and due diligence processes. I was never served. I do not appear to be a named Respondent. There is no specific claim for damages against me.” The case is currently pending. The complaint was regarding oil and gas investment losses, which occurred while he was registered with Lincoln Financial Advisors Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Lincoln Financial Advisors Corporation may be liable for investment or other losses suffered by Douglas English’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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