There are options for clients of former Wealthforge Securities, LLC broker Elizabeth Friant (CRD# 2122446), who is accused of private placement losses. She has been registered with FNEX Capital, LLC in Indianapolis, Indiana, since 2022. Previously, she was registered with Growth Capital Services, Inc. in Washington, D.C., from 2020 to 2022, with Wealthforge Securities, LLC in Washington, D.C., from 2017 to 2020, and with Colorado Financial Service Corporation in Washington, D.C., from 2016 to 2017.
Elizabeth Friant Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
November 2023. “Claimants allege negligence, failure to conduct reasonable basis suitability, and breach of fiduciary duty.” The case is currently pending. The complaint took place while he was registered with Wealthforge Securities, LLC, and it was regarding private placements.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wealthforge Securities, LLC may be liable for investment or other losses suffered by Elizabeth Friant’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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