Commonwealth Financial Network broker Eric Elek (CRD# 3062911) is accused of unsuitable investment recommendations. He has been registered with Commonwealth Financial Network in Pittsburg, Pennsylvania, since 2001.
Eric Elek Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2023. “Customer alleges advisor sold her alternative investments which were unsuitable and churned mutual funds.” The case is currently pending. The complaint was regarding mutual funds, real estate, and business development company (BDC) losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Commonwealth Financial Network may be liable for investment or other losses suffered by Eric Elek’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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