There are options for clients of Centaurus Financial, Inc. broker Eric Kuchherzki (CRD# 2529623) who suffered investment losses related to corporate debt. He has been registered with Centaurus Financial, Inc. in Burlingame, California, since 2018. Previously, he was registered with Taylor Capital Management Inc. in Burlingame, California, from 2013 to 2018. Before then, he was registered with Questar Capital Corporation in Burlingame, California, from 2011 to 2013, when he was terminated regarding, “violation of internal policies and procedures on the sale of a fixed indexed annuity. A policy was sold without being submitted to the firm for suitability review as required by firm policies and procedures.”
Eric Kuchherzki Customer Complaints
He has been the subject of five customer complaints between 2022 and 2023, according to his CRD report:
August 2023. “The customers allege that in April 2021, the Registered Representative recommended a unsuitable, high-risk, speculative investment and breached his fiduciary duty.” The case is currently pending. The complaint was regarding corporate debt investment losses, and it took place while he was registered with Centaurus Financial, Inc.
July 2023. “During the period of October 2018 through November 2020, the customers allege that the Registered Representative recommended unsuitable, high-risk, speculative and illiquid investments and breached his fiduciary duty.” The customer case is currently pending. The complaint was regarding corporate debt investment losses, and it took place while he was registered with Centaurus Financial, Inc.
July 2023. “During March 2020 and May 2021, the customers allege that the Registered Representative improperly recommended a high-risk and illiquid investment.” The customer is seeking $120,000 in damages, and the case is currently pending. The complaint was regarding corporate debt investment losses, and it took place while he was registered with Centaurus Financial, Inc.
April 2023. “In June 2020 and February 2021, the customer alleges that the Registered Representative improperly recommended high risk and illiquid investments.” The customer is seeking $50,000 in damages, and the case is currently pending. The complaint was regarding government debt investment losses, and it took place while he was registered with Centaurus Financial, Inc.
March 2022. “During the period 2019 through February 2021, the customer alleges that the Registered Representative recommended a speculative, high-risk and illiquid investment.” The customer sought $300,000 in damages, and the case was settled for $117,500. The complaint was regarding corporate debt investment losses, and it took place while he was registered with Centaurus Financial, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Eric Kuchherzki’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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