Former LPL Financial LLC broker Eric Wishan (CRD# 4955499) is accused of unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Lake Oswego, Oregon, 2018, and CWM, LLC in Lake Oswego, Oregon, since 2018. He was registered with LPL Financial LLC in Portland, Oregon, since 2018.
Eric Wishan Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “Customer alleges that an investment made in 2013 was unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Eric Wishan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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