Can I recover losses from investments with LPL Financial LLC broker Garth Lurvey (CRD# 4729301)? He has been registered with Private Client Services, LLC in Winter Park, Florida, since 2022, and Prime Capital Financial in Winter Park, Florida, since 2022. He was registered with LPL Financial LLC in Longwood, Florida, from 2016 to 2022.
Garth Lurvey Customer Complaints
He has been the subject of four customer complaints between 2010 and 2023, two of which denied, according to his CRD report. The most recent complaint was regarding:
August 2023. “Customer alleges that during the time period 2017-2022, representative made unsuitable recommendations and untrue representations to the customer regarding a structured note.” The case was settled for $120,000. The complaint was regarding structured product losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Garth Lurvey’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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