Erez Law is currently investigating Wells Fargo Advisors Financial Network, LLC broker Giuseppe Mauceli (CRD# 2818956) regarding allegations of unsuitable investment recommendations. He has been registered with Wells Fargo Advisors Financial Network, LLC in Hackensack, New Jersey, since 2023. Previously, he was registered with Wells Fargo Clearing Services, LLC in Paramus, New Jersey, from 2014 to 2013.
Giuseppe Mauceli Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2023. “Claimants allege that starting in 2021, their Financial Advisor (FA) made unsuitable investment recommendations inconsistent with their goals and investment experience.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Advisors Financial Network, LLC may be liable for investment or other losses suffered by Giuseppe Mauceli’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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