Erez Law is currently investigating Oppenheimer & Co. Inc. broker Gregory Iglow (CRD# 2783963), who is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & Co. Inc. in Los Angeles, California, since 2007.
Gregory Iglow Customer Complaints
He has been the subject of nine customer complaints between 2003 and 2023, two of which were denied and one was withdrawn, according to his CRD report. The most recent complaints are regarding:
May 2023. “Claimant alleges he suffered losses as of unsuitable investments and alleges claims for violations of state securities laws, negligence, unsuitability, fraud, breach of fiduciary duty and breach of contract in connection with Claimant’s purchases of bonds. 09/2018 – PRESENT.” The customer is seeking $3,000,000 in damages, and the case is currently pending.
March 2023. “Claimants allege Negligence/Unsuitability, Violations of California Securities Law, Violations of FINRA Rules & Federal Securities Laws, Breach of Contract, Negligent Supervision, Respondent Superior, and Breach of Contract based on misrepresentations and omissions in connection with purchases of Capital Trust Agency Florida Senior Living Bonds in 2019 and 2020.” The customer is seeking $231,826 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Oppenheimer & Co. Inc. may be liable for investment or other losses suffered by Gregory Iglow’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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