Were you the victim of Merrill Lynch broker Heather Weber (CRD# 2911524) regarding unsuitable investment recommendations? Weber has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tampa, Florida since 2006.
Weber has been the subject of 10 customer complaints between 2001 and 2019, three of which were denied, according to his CRD report. Recent complaints are regarding:
September 2019. “The customer alleges unsuitable investment recommendations and misrepresentation.” The customer is seeking $350,000 in damages and the case is currently pending. The case is regarding options and common and preferred stocks.
May 2017. “The customer alleges unsuitable investment recommendations and misrepresentation from February 2012 to June 2014.” The customer sought $1 million in damages and the case was settled for $92,500. The case is regarding options.
March 2017. “The customer alleges unsuitable investment recommendations and misrepresentation from August 2012 to July 2014.” The customer sought $300,000 in damages and the case was settled for $95,000. The case is regarding options.
March 2017. “The customer alleges unsuitable investment recommendations and misrepresentation from March 2011 to July 2014.” The customer is seeking $1 million in damages and the case is currently pending. The case is regarding options.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Weber’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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