Can I recover losses from investments with Moloney Securities Co., Inc. broker Jeffrey Morris (CRD# 2478499)? He has been registered with Moloney Securities Co., Inc. in Estes Park, Colorado, since 2012.
Jeffrey Morris Customer Complaints
He has been the subject of four customer complaints between 2022 and 2023, according to his CRD report:
January 2023. “Suitability/negligence. 2020.” The customer is seeking $50,000 in damages, and the case is currently pending. The complaint was regarding corporate debt.
January 2023. “Suitability/negligence/breach of contract 2015-2022.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding corporate debt.
October 2022. “Suitability/negligence.” The customer is seeking $105,000 in damages, and the case is currently pending. The complaint was regarding corporate debt.
October 2022. “Suitability/negligence. 2020-2022.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint was regarding corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co., Inc. may be liable for investment or other losses Jeffrey Morris’ customers suffered.
Contact Erez Law to file an Investment Loss Claim.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations, and institutions in claims against brokerage firms, banks, and insurance companies on a contingency fee basis.
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