Royal Alliance Associates, Inc. broker Jack Yvars (CRD# 6377111) faces a customer complaint related to mutual fund investment losses. He has been registered with Osaic Wealth, Inc. in Concord, New Hampshire, since 2018. He has also been a registered representative with Royal Alliance Associates, Inc. in Concord, New Hampshire, since 2018.
Previously, he was registered with Signator Investors, Inc. in Concord, New Hampshire, from 2016 to 2018.
Jack Yvars Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2023. “The claimant alleges that a portfolio of mutual funds recommended to her in 2021 and thereafter did not meet with her investment objectives and risk tolerance.” The customer is seeking $250,000 in damages, and the case is currently pending. The complaint was regarding mutual fund losses, and it took place while he was registered with Royal Alliance Associates, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Royal Alliance Associates, Inc. may be liable for investment or other losses suffered by Jack Yvars’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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