Erez Law is currently investigating Center Street Securities, Inc. broker James Margraf (CRD# 6517554) related to allegations of investment losses. He has been registered with Center Street Securities, Inc. in Springfield, Missouri, since 2016 and with Latour Asset Management LLC in Springfield, Missouri, since 2016.
James Margraf Customer Complaints
He has been the subject of two customer complaints, according to his CRD report:
August 2023. “Client alleges registered representative recommended an unsuitable investment.” The customer is seeking $50,000 in damages, and the case is currently pending. The complaint was regarding alternative investments, and it took place while he was registered with Center Street Securities, Inc.
April 2023. “Client alleges the registered representative recommended an unsuitable investment.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding corporate debt, and it took place while he was registered with Center Street Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Center Street Securities, Inc. may be liable for investment or other losses suffered by James Margraf’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
