There are options for clients of Morgan Stanley broker James Moriarity (CRD# 2263987) who suffered investment losses. He has been registered with Morgan Stanley in Palm Beach, Florida, since 2009.
James Moriarity Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2024. “Claim alleges, inter alia, that the short hedge investment strategy he utilized while his account was at Morgan Stanley was not in his best interests. 1998-2004.” The case is currently pending. The complaint was regarding managed and wrap accounts.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by James Moriarity’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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