Were you the victim of former LPL Financial LLC broker Jason Martin (CRD# 4567691)? He was registered with Ameriprise Financial Services, LLC in Sacramento, California, from 2023 to 2024, Comerica Securities in Sacramento, California, from 2016 to 2023, and with LPL Financial LLC in Walnut Creek, California, from 2013 to 2016.
Jason Martin Customer Complaints
He has been the subject of two customer complaints between 2016 and 2024, one of which was denied, according to his CRD report:
February 2024. “Customer alleges that an investment made in 2014 was unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint regarding real estate security investments, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Jason Martin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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