Former Equitable Advisors, LLC broker Jason Mitsuda (CRD# 6718373) is accused of unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in
Honolulu, Hawaii, since 2024. He was registered with the following brokerage firms:
- Pruco Securities, LLC in Honolulu, Hawaii, from 2023 to 2024
- Prudential Financial Planning Services in Honolulu, Hawaii, from 2023 to 2024
- Cetera Investment Advisers LLC in Honolulu, Hawaii, from April to May 2023
- Cetera Investment Services LLC in Honolulu, Hawaii, from April to May 2023
- Ameriprise Financial Services, LLC in Honolulu, Hawaii, from 2022 to 2023
- Equitable Advisors, LLC in Honolulu, Hawaii, from 2020 to 2022
- Ameriprise Financial Services, LLC in Honolulu, Hawaii, in January 2022
- Pruco Securities, LLC in Honolulu, Hawaii, from 2017 to 2020
Jason Mitsuda Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “Claimants allege RR Mitsuda recommended unsuitable investment products.” The customer is seeking $499,000 in damages, and the case is currently pending. The complaint was regarding exchange traded funds (ETFs), and it took place while he was registered with Equitable Advisors, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Equitable Advisors, LLC may be liable for investment or other losses suffered by Jason Mitsuda’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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