Were you the victim of former Coordinated Capital Securities, Inc. broker Jason Nelson (CRD# 3069330)? He has been registered with LPL Financial LLC in Cincinnati, Ohio, since 2023. He was registered with Coordinated Capital Securities, Inc. in Cincinnati, Ohio, from 2004 to 2023.
Jason Nelson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2024. “Customer’s estate alleged that representative should not have effected certain transfers and sales of assets authorized pursuant to a power of attorney granted by customer and subsequently pursuant to instructions from the trustee of customer’s trust. The activities took place between September 2022 and January 2023.” The customer is seeking $900,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stock losses, and it took place while he was registered with Coordinated Capital Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Coordinated Capital Securities, Inc. may be liable for investment or other losses suffered by Jason Nelson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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