There are options for clients of H. Beck, Inc. broker Jeffrey Buck (CRD# 4884887) who suffered investment losses. He has been registered with Madison Avenue Securities, LLC in Honolulu, Hawaii, since 2019, and with Buck Wealth Strategies, LLC in Honolulu, Hawaii, since 2022. Previously, he was registered with AE Wealth Management, LLC in Honolulu, Hawaii, from 2019 to 2023. Before then, he was registered with Parkland Securities, LLC in Honolulu, Hawaii, from 2011 to 2019, with SPC in Honolulu, Hawaii, from 2011 to 2019, and with H. Beck, Inc. in Honolulu, Hawaii, from 2007 to 2022.
Jeffrey Buck Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2022. “The Statement of Claim is filed on behalf of ten claimants against four broker-dealers, including Grove Point Investments, LLC, involving the same investment – Centerpointe tenant in common interests offered by Cole Capital Partners, LLC. Claimants allege financial elder abuse, unsuitability, breach of fiduciary duty, and negligence. Grove Point is contesting the claims in full. Activity occurred May 14, 2007 to November 19, 2019.” The customer is seeking $653,187 in damages, and the case is currently pending. The complaint was related to real estate investment losses, and it took place while he was registered with H. Beck, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, H. Beck, Inc. may be liable for investment or other losses suffered by Jeffrey Buck’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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