Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Barrett (CRD# 1491194)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, since 1986.
John Barrett Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2023. “Clients allege that financial advisor failed to act in their best interest and made unsuitable investments from June 2020 until January 2023.” The customer is seeking $137,773 in damages, and the case is currently pending. The complaint was regarding mutual funds losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by John Barrett’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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