Erez Law is currently investigating Western International Securities, Inc. broker John Egan (CRD# 2221733) regarding losses related to unsuitable investment recommendations. He was registered with Western International Securities, Inc. in Glendora, California, from 1996 to 2021.
John Egan Customer Complaints
He has been the subject of four customer complaints between 2022 and 2023, according to his CRD report:
February 2023. “Negligence; Misrepresentation.” The customer is seeking $5,000 in damages, and the case is currently pending. The complaint is related to corporate debt losses.
November 2022. “Unsuitable Recommendations, Misrepresentations and Omissions of Material Fact.” The customer is seeking $50,000 in damages, and the case is currently pending. The complaint is related to corporate debt losses.
August 2022. “Unsuitability.” The customer is seeking $158,000 in damages, and the case is currently pending. The complaint is related to corporate debt losses.
July 2022. “Unsuitability.” The customer is seeking $379,250 in damages, and the case is currently pending. The complaint is related to corporate debt losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by John Egan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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