Were you the victim of Moloney Securities Co. broker John Patock (CRD# 6039302), who is accused of investment losses related to corporate debt? He has been registered with Moloney Securities Co., Inc. in Willmar, Minnesota, since 2017, and Moloney Securities Asset Management LLC in Willmar, Minnesota, since 2017. He was registered with Eagle Strategies LLC in Spicer, Minnesota, NYLife Securities LLC in Spicer, Minnesota, from 2016 to 2017, Thrivent Investment Management Inc. in Spicer, Minnesota, from 2012 to 2016.
John Patock Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2024. “Suitability/negligence. 2021.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint was regarding corporate debt, and it took place while he was registered with Moloney Securities Co.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co. may be liable for investment or other losses suffered by John Patock’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
