There are options for clients of Morgan Stanley broker John Tofilon (CRD# 1354314) who suffered investment losses. He has been registered with Morgan Stanley in Barrington, Illinois, since 2009.
John Tofilon Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2023. “Claimants allege, inter alia, misrepresentation with respect to municipal bonds investment – 2018 to May 2023.” The customer is seeking $340,000 in damages, and the case is currently pending. The complaint was regarding municipal debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by John Tofilon’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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